- Report: #1061637
Report - Rebuttal - Arbitrate
Complaint Review: (((NAME(S) REDACTED DUE TO PERCEIVED HARASSMENT / CYBERSTALKING / CYBERBULLYING / REVENGE POST))), Put (((REDACTED)))
(((NAME(S) REDACTED DUE TO PERCEIVED HARASSMENT / CYBERSTALKING / CYBERBULLYING / REVENGE POST))), Put (((REDACTED)))(((REDACTED))) (((REDACTED))), Nevada USA
(((NAME(S) REDACTED DUE TO PERCEIVED HARASSMENT / CYBERSTALKING / CYBERBULLYING / REVENGE POST))) | RIPOFF REPORT POST-PUBLICATION CONTENT REVIEW: EDITORIAL REDACTION pays over $100,000 for breach of fiduciary duty; fraud; violations of the anti-fraud provisions of the Securities Act and violations of NASD Regulations! Henderson Nevada
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(((REDACTED))) pays over $100,000 for breach of fiduciary duty; fraud; violations of the anti-fraud provisions of the Securities Act and violations of NASD Regulations!
NASD (National Association of Securities Dealers) Dispute Resolution Arbitration No. (((REDACTED)))
Alton Crusius entrusted (((REDACTED))) with his money for investing. (((REDACTED))) only interest was to make large commissions at the cost of his client. In doing so, (((REDACTED))) made several unauthorized purchases. He was charged with breach his fiduciary duty; fraud; violations of the anti-fraud provisions of the Securities Act of 1934; and violations of NASD regulations. (((REDACTED))) verbally harassed Mr. Crusius and lied about each investment that (((REDACTED))) completed without his client’s approval. After considering the evidence presented at the NASD hearing, the full and final resolution was as follows:
- (((REDACTED))) is liable for and shall pay damages of $100,000.00 to Alton Crusius.
- (((REDACTED))) reimburses SunAmerica Securities, Inc. the total commissions of $61,233.00.
- (((REDACTED))) Counterclaim against Alton Crusius is dismissed.
- (((REDACTED))) is liable for monies Due NASD Dispute Resolution $14,850.00
Laila Asmar Folk, Esq. -Public Arbitrator, Presiding Chairperson
This report was posted on Ripoff Report on 06/24/2013 11:27 AM and is a permanent record located here: http://www.ripoffreport.com/r/NAMES-REDACTED-DUE-TO-PERCEIVED-HARASSMENT-CYBERSTALKING-CYBERBULLYING-REVENGE-POST-Put-REDACTED/REDACTED-Nevada-REDACTED/NAMES-REDACTED-DUE-TO-PERCEIVED-HARASSMENT-CYBERSTALKING-CYBERBULLYING-REVENGE-1061637. The posting time indicated is Arizona local time. Arizona does not observe daylight savings so the post time may be Mountain or Pacific depending on the time of year.
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