• Report: #1052511

Complaint Review: Scott Allan

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  • Submitted: Mon, May 20, 2013
  • Updated: Mon, May 20, 2013

  • Reported By: nahte — Coconut Grove Florida
Scott Allan
9065 S Pecos Road, Suite 200 Henderson, Nevada USA

Scott Allan KAROSA UNDER INVESTIGATION FOR UNETHICAL BUSINESS PRACTICE! Henderson Nevada

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SCOTT KAROSA IS BEING INVESTIGATED!

For UNETHICAL & APPALLING BUSINESS CONDUCT

Napoli Bern Ripka Shkolnik, LLP (NBRS) is investigating claims on behalf of investors who were sold investments by Scott Allan Karosa. The Financial Industry Regulatory Authority (FINRA) suspended Karosa after he failed to respond to the regulator's investigation requests. FINRA alleged that it received a check written from a customer to an entity controlled by Karosa that was not properly disclosed to the brokerage firm that employed him. Checks written to undisclosed third-parties are a common red flag indicating that the broker is engaging in suspicious and possible unlawful securities activities.

Karosa has a history of moving from firm to firm since joining the industry. From 1999 - October 2005, Karosa was associated with SunAmerica Securities, Inc. After SunAmerica, Karosa was briefly associated with AIG Financial Advisors.  From December 2005 - April 2006 Karosa was associated with National Planning Corporation. Next, Karosa was associated with Linsco/Private Ledger Corp. for two months until June 2006. From June 2006 - December 2011, Karosa was associated with Next Financial Group, Inc. Finally, Karosa was briefly associated with Centaurus Financial, Inc. until March 2012.

Karosa also purports to be the owner of several insurance sales, consulting, and real estate companies, including: Tri Star Management, Inc.; Tri Star Realty LLC; Tri Star Lending LLC; and Nevada Insurance Services LLC. All are located in Las Vegas, Nevada.

Karosa has had several customer complaints filed against him including a recent complaint alleging an unsuitable investment in a real estate-related security.


This report was posted on Ripoff Report on 05/20/2013 08:32 PM and is a permanent record located here: http://www.ripoffreport.com/r/Scott-Allan/Henderson-Nevada-89074/Scott-Allan-KAROSA-UNDER-INVESTIGATION-FOR-UNETHICAL-BUSINESS-PRACTICE-Henderson-Nevada-1052511. The posting time indicated is Arizona local time. Arizona does not observe daylight savings so the post time may be Mountain or Pacific depending on the time of year.

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