- Report: #1040636
Report - Rebuttal - Arbitrate
Complaint Review: Scott Karosa
Scott Karosa9065 S Pecos Road, Suite 200 Henderson, Nevada United States of America
Scott Karosa Scott Carosa, Scott Karsoa, Scott Allan US SECURITIES AND EXCHANGE COMMISSION, IAPD - SCOTT ALLAN GETS SUPENSION AND FINED!!! Henderson, Nevada
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SCOTT ALLAN (KAROSA) (CRD# 1276738) This individual is not currently registered as an Investment Adviser Representative
STATE SECURITY REGULATORS Summary
SCOTT ALLAN (KAROSA) IS FINED $5,000 AND SUSPENDED FROM ASSOCIATION WITH ANY FINRA MEMBER IN ANY CAPACITY FOR TWO YEARS. THE SUSPENSION IS IN EFFECT FROM FEBRUARY 19, 2013 TO FEBRUARY 18, 2015.
FINRA has increased efforts to FIGHT FRAUD, and to that end, have established several programs to help root out bad actors and help consumers protect themselves.
When the rules are broken, FINRA takes action. Our strong and vigorous enforcement program brings discipline where INVESTORS HAVE BEEN HARMED. FINRA's mission is to PROTECT America's INVESTORS by making sure the securities industry operates fairly and honestly.
This report was posted on Ripoff Report on 04/04/2013 10:43 AM and is a permanent record located here: http://www.ripoffreport.com/r/Scott-Karosa/Henderson-Nevada-/Scott-Karosa-Scott-Carosa-Scott-Karsoa-Scott-Allan-US-SECURITIES-AND-EXCHANGE-COMMISSION-1040636. The posting time indicated is Arizona local time. Arizona does not observe daylight savings so the post time may be Mountain or Pacific depending on the time of year.
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