- Report: #859043
Report - Rebuttal - Arbitrate
Complaint Review: Seth Erik Grano, CFP
Seth Erik Grano, CFP629 White Oak Lane Newbury Park, California United States of America
Seth Erik Grano, CFP Seth Erik Grano CAUTION: May Be Harmful to Your Financial Health Newbury Park, California
*Author of original report: Copyright 2010 by The White Law Group, LLC All rights reserved.
Seth Erik Grano is a FINRA Registered Representative who is currently employed by brokerage firm Centaurus Financial based in Anaheim, California. Over the years, he has had frequent changes of employers within the industry. Since 2000, Mr. Grano has been with ten (10) different firms in as many as eight (8) different states. Investors should be aware that Mr. Grano has at least two (2) customer disputes on his FINRA Broker Report (or CRD), and his current employer, Centaurus Financial, has numerous reportable events.
According to Mr. Grano's CRD, clients have alleged misrepresentation regarding investments as well as activities involving the following investment products (among others) which were alleged to be unsuitable: annuities, direct investment -- DDP and LP interest, equipment leasing, and real estate security. Centaurus Financial has been named in at least seven (7) regulatory events related to possible securities fraud violations, and the firm has been the subject of investigations conducted by FINRA, the State of Nevada Division of Securities, and the State of New York Insurance Department (among others). These regulatory investigations involved the following investment products (among others): municipal securities, insurance, and annuities. The firm has also been named in at least four (4) FINRA arbitration claims filed by investors. These claims involved various investment types and causes of action.
The foregoing is but a brief summary of the Mr. Grano's and Centaurus Financial's FINRA Broker Reports. To access Centaurus Financials full CRD, you can visit http://brokercheck.finra.org and search for Seth Erik Grano.
If you have any questions about investments you made with either Mr, Grano or Centaurus Financial, or if you believe that you have been the victim of a securities fraud, a securities attorney may be able to help. Securities attorneys regularly represent clients using a contingency fee arrangement where the only attorneys fee paid is a percentage of monies recovered for the client.
This report was posted on Ripoff Report on 03/25/2012 08:39 AM and is a permanent record located here: http://www.ripoffreport.com/r/Seth-Erik-Grano-CFP/Newbury-Park-California-91320/Seth-Erik-Grano-CFP-Seth-Erik-Grano-CAUTION-May-Be-Harmful-to-Your-Financial-Health-New-859043. The posting time indicated is Arizona local time. Arizona does not observe daylight savings so the post time may be Mountain or Pacific depending on the time of year.
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